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- Retirement Figures in DOL Budget’s SECURE 2.0 Implementation Plans
- ABLE Accounts Could Be New Option for Oregon Employees
- John Hancock Names Former Personal Finance Exec to Lead Retirement Business
- The Spring Issue of PC Magazine Is Now Online!
- How Will a New Age of Austerity Affect Retirement Plans?
- Game Changers
- 3 Things to Include in SECURE ‘3.0’: Shlomo Benartzi
- Northwestern Excessive Fee Defendants Win Some, Lose Some
- John Hancock Retirement names new CEO
- Pros and Cons of the SEC Market Structure Proposals
- Why 529 Education Savings Plans Are More Valuable Than Ever
- DOL Seeks Funds for New Efforts on Lost Benefits
- Retirement Industry People Moves
- IRS Issues New IRA Reporting Info, RMD Reminder
- ASPPA asap: Form 5500 Relief for Retroactively Adopted Plans
- Nevada Could Join State Plan Club
- Penalties for Maine Retirement Savings Program Enrollment Failures Could Change
- DOL Says it Might Appeal Rollover Ruling
- Could Social Security COLA Be Cut in 2024?
- Non-Immediate Vesting Does Not Help Companies Retain Employees
- Experts Predict Major Growth in Retirement Coverage, Benefits
- DOL Says It Might Appeal Rollover Ruling
- Investment Product and Service Launches
- Powell Says Lowering Inflation to 2% Is ‘Likely to Be Bumpy’
- EBSA Provides More Time for QPAM Exemption Proposal Comments
- Americans less prepared for retirement amid financial uncertainty – Fidelity
- 401(k) Excessive Fee Victor Drops Fee Recovery Motion
- Warning! The Federal Government Could be Coming for Your 401(k)
- $5 Million Settlement Struck in 401(k) Excessive Fee Suit
- Retirement Income Selection Remains a ‘Pain Point’ for Many DC Plans
- Americans Appear Committed to Preserving Retirement Savings Despite Market Volatility
- Edelman Financial Engines Announces Neil Gilfedder as CIO
- In Face of Volatility, Diversity Rules in Retirement Plan Menus
- Proposed SEC Cybersecurity Rule Requires Prompt Notice to Prevent Contagion
- Ascensus Ugift Program Exceeds $3 Billion in Contributions
- Advisers Recommend Fiduciary Outsourcing Services, Mostly for Small Plans
- Advisory M&A
- SEC Looks to Overhaul Regs SCI, SP
- Biden’s First Veto Keeps DOL’s ESG Rule in Place
- Jerry Schlichter and Tom Clark Fiduciary Litigation Debate: DC Pension Geeks Podcast
- Live Nation Lambasted in 401(k) Excessive Fee Suit
- The PLANADVISER Interview: Aaron Schumm, Vestwell Founder and CEO
- The Financial Wellness Side of SECURE 2.0
- Principal Continues Focus on Asset Management, ‘Jet Fuel’ of the Business
- Retirement Industry People Moves
- Complying With the Custody Rule and the New Custody Proposal
- Plan sponsors, managers mull merits of SECURE 2.0 provisions
- Some employers not contributing to DC plans despite tight labor market – Vanguard
- Anti-ESG States Continue Organizing
- Investment Product and Service Launches
- With SECURE 2.0, the Cash Balance DB Plan May Be Back
- Women of Color Taking More Confident Approach to Financial Future
- $6 Million ‘Mien’: Capozzi Adler Snags a Big Settlement
- SVB Collapse Likely to Discourage Rate Hikes
- Labor Tightness Drives More Immediate Eligibility for Retirement Deferrals
- Adviser Product Partnerships
- SEC Reopens Comment Period for Proposed Cybersecurity Rules
- $5 Million Settlement Struck in 401(k) Excessive Fee Suit
- Grocery Chain’s Excessive Fee Suit Sacked
- SVB, other bank 401(k) plans taking big hit on company stock portfolios
- Social Network Settles 401(k) Excessive Fee Suit
- Excessive Fee Case Clears ‘Plausible’ Threshold
- ‘Plausible’ Denials — New Twists & Turns in ERISA Litigation
- Transamerica, Cetera Roll Out New Group Retirement Plan Offering
- ‘Stuck’ in the Muddle?
- 529 College Savings Plans Reach Record Amid Student Loan Forgiveness Debate
- Retirement Industry People Moves
- Senators Propose Repealing Social Security Cuts to Public Pensioners
- John Hancock Promotes Brooks Tingle to Replace Marianne Harrison as CEO
- U.K. bill would increase DC retirement savings
- Why the New ESG Rule — And Why Now? Exclusive Hauser Clip
- Good News in PBGC Pension Insurance Data Tables
- Retiree Health Care Cost Estimates Still Induce Sticker Shock
- Senate Okays Resolution to Nix ESG Rule
- Retirement Savers Withstand 2022 Rollercoaster as Balances Rebound
- Investment Product and Service Launches
- Investment Product and Service Launches
- 401(k)s Increasingly Under Attack in Wake of SECURE 2.0 Passage
- Senate Joins House in Refuting DOL’s ESG Rule
- Court Finds Plaintiffs Are SOL on Fiduciary Breach Claims
- What Resumption of Student Loan Payments Would Mean for Employers
- Adviser Product Partnerships
- BlackRock Sells Direct-to-Consumer Robo-Advisory Business to Ritholtz
- Despite Plaintiff Rotations, Excessive Fee Suit Settles
- What Does the ESG Rule Say About Participant Preferences? Tim Hauser
- House Approves Resolution Blocking Biden ESG Rule
- Su to Be Nominated as Next Labor Secretary
- If at First You Don’t Succeed—The Case for 401(k) Re-enrollment
- 2023 PLANADVISER Adviser Choice Awards
- Legislative Landscape: SECURE 2.0 and More
- House Passes Resolution to Repeal DOL 401(k) ESG Rule
- Inflation Hitting Millennials Hardest as They Seek to Meet Needs
- Biden To Nominate Su for Secretary of Labor
- EBSA Head Says Disclosure, SECURE 2.0, ESG Are Key Priorities
- IRS Proposes Rules That Require Retirement Forfeitures Be Used in 12 Months
- Long-Standing 403(b) Excessive Fee Suit Settles for $13 Million—and Change(s)
- 401(k) Plan Fees Continue Decline on CITs, Lower-Cost Funds
- IRI to Push for Annuities as Default Retirement Investment Option in ‘23
- New York State Deferred Comp picks new executive director
- New York State Deferred Comp picks new executive director
- Two Fundamental Points About ESG Investments: Exclusive Hauser Clip
- Two Fundamental Points About ESG Investments: Exclusive Hauser Clip
- Advisory M&A
- Withdrawal Symptoms?
- A Simple (Sorta) Social Security Solvency Fix
- The Many Flavors of Retirement Savers: Improving Readiness
- Things to Ponder
- IRS Offers Tips on Plan Offsets
- Plan Fiduciaries Sue to Recover Costs of Defending 401(k) Excessive Fee Suit
- Retirement Industry People Moves
- Survey: Financial Advisers Not Optimistic About Future of ESG Investing
- OneAmerica Targets 20% Uptake for Retirement Planner PensionPlus in ‘23
- Investment Product and Service Launches
- DOL Updates Form 5500 for 2023
- Embattled DOL ESG Rule Receives Democratic Congressional Support
- DOL Issues Final Rules on Changes to 2023 Form 5500, SF
- DOL Backs Plaintiffs in Fiduciary Breach Appeal
- 401(k) Plan Fees Decline (Again)
- 401(k) plan fees drop in 2022 – '401k Averages Book'
- Top Economist: Recession Coming, But Boomer Retirees to Mitigate Job Cuts
- Fidelity: Gen Z Savers Pour Into IRAs
- https://www.planadviser.com/?p=84923
- ESG Lawsuit II: Wisconsin Edition
- WTW Dives into the U.S. Pooled Employer Plan Market
- WTW Jumps into the U.S. Pooled Employer Plan Market
- IRS Updates 2022-2023 Priority Guidance Plan
- Participants Challenge ESG Rule in Different Venue
- CAPTRUST Survey Shows Nonprofits Ignore Benefits of Select Investments
- WTW Announces PEP With Eye Toward Increased Plan Outsourcing
- Willis Towers Watson dives into U.S. market for pooled employer plans
- Struck Down DOL Rollover Rule Likely to Be Appealed, Attorneys Say
- Connecticut Retirement Security Program Could Be Fine-Tuned as Deadline Looms
- 401(k) Plan Participants Remained Resilient Through 2022: Vanguard
- Inaugural DC Pension Geeks Podcast: Brian Graff & EBSA Chief Lisa Gomez
- Retirement Saving Hardest Financial Habit for Homes to Adopt
- Plan Fiduciaries Strike Quick Settlement in 403(b) Excessive Fee Suit
- Early Years Are Formative for Female Advisers’ Success, Survey Shows
- Panel: The ‘Golden Age’ of Advisory M&A Has Many Years Ahead
- Advisory M&A
- Tennessee, Rhode Island Mull State Retirement Plans
- Labor Secretary Marty Walsh Confirms Exit From DOL
- Retirement Industry People Moves
- Employers Working to Address Growing Concerns for Emergency Saving
- Social Security Expansion Act Would Make Guarantee Solvency for 75 Years
- Senator Pushes For Crypto Option in 401(k) Plans
- Investment Service and Product Launches
- WVA Senate Passes Bill to Put Charter Schools Under State Retirement Umbrella
- Impromptu First Ladies
- Caution: That ‘Spam’ is Actually Superior DOL Customer Service
- Despite Plaintiff Rotations, Excessive Fee Suit Settles
- Labor Secretary Walsh Departing to Lead NHL Player Union
- 60/40 Portfolio Can Be Improved With Creative Use of Alternatives, Experts Say
- SEC Adopts Settlement Cycle Rule, Proposes New Custodial Rule
- Retirement Industry Criticizes Controversial Hard Close, Late Processing Proposal
- Retirement Industry Criticizes Controversial Hard Close, Late Processing Proposal
- Social Security Full Retirement Age, Revisited
- Auto Portability Consortium Picks up Steam with Newest Member
- Adviser Product Partnerships
- SEC Wants Enhanced Protections on Crypto, Other Adviser-Managed Investments
- DOL Backs Plaintiffs in Fiduciary Breach Appeal
- Retirement Industry Pushes Back on SEC Swing Pricing Proposal
- Tim Hauser Interview: The (New?) Environment for ESG in 401(k) Plans
- Tim Hauser Interview: DOL Official Sheds Fresh Light on ESG Reg
- Court Rolls Back Rollover Rule in 401(k) Fiduciary FAQ Fight
- How Will Florida’s Fiduciary Ruling Affect Advisors? ERISA Experts Weigh In
- DOL Backs Plaintiffs in Fiduciary Breach Appeal
- Federal Judge Nixes DOL Rollover Guidance Interpretation
- High Inflation Takes a Toll on Employees’ Financial Well-Being
- DC balances sunk by 20% on average in 2022, Vanguard says
- EPIC Retirement Plan Services names director of sales and strategic partnerships
- Economy Shifts What Employees Are Looking for in a Plan
- Collective Trusts Expected to Top Mutual Funds as Primary Target-Date Vehicles in 2023
- 401(k) Loans and Hardship Withdrawals Decreasing: Report
- 'Hidden' Figures
- Court Rolls Back Rollover Rule in Fiduciary FAQ Fight
- Court Rolls Back 401(k) Rollover Rule in Fiduciary FAQ Fight
- Court Rolls Back Rollover Rule in 401(k) Fiduciary FAQ Fight
- Empower Joins Auto Portability Consortium
- DOL: More Time to Comment on Fiduciary Correction Program
- Auto Portability Consortium Picks up Steam with Newest Member
- Advisory M&A
- In Wake of SECURE 2.0, DOL Reopens Comment Period on VFCP
- How to Close the Racial Retirement Savings Gap: Apryl Pope
- How to Close the Retirement Income Uncertainty Gap: David Blanchett
- In Wake of SECURE 2.0, DOL Reopens Comment Period on VFCP
- Closing the ‘Opportunity’ Gap
- Appellate Court Says Arbitration Clause Can’t Bar ERISA Claims
- Great resignation hits DC plan committees
- Retirement Industry People Moves
- Will RMD Age Increases Cause ‘Abandoned’ Property Problems?
- Putnam Adds Sustainable Retirement TDFs
- Plan Fiduciaries Fend Off Another 401(k) Excessive Fee Suit
- 529 Flows Dip to $1.5B, But Still Strong Amid Market Volatility
- Investment Service & Product Launches
- Microsoft Escapes Retirement Plan TDF Suit
- Survey of LGBTQ Workers Finds Lower Satisfaction With Work Benefits
- Could Super Bowl LVII Flummox Your 401(k)?
- Excessive Fee 401(k) Suit Settles
- 401(k) Plan Participants Remained Resilient Through 2022: Vanguard
- Where Credit Is 'Due': Tax Credits for Small Employer Plans Under SECURE 2.0
- No Winter Chill for CalSavers
- Bill Would Set Up Auto Enrollment for Maryland State Employees
- Trade groups seek fix of SECURE 2.0 401(k) catch-up glitch
- Panel: False Ideas About Financial Advisement May Be Limiting Diversity
- DC Investment Providers Russell, Invesco, Name New CEOs
- Another BlackRock TDF Suit Dismissed
- New Marketing Rule Now a Focus of SEC’s 2023 Exam Priorities
- Retirement Savers Held Course in 2022 Despite 401(k) Declines
- IRS to Issue Opinion Letters for Certain Pre-Approved DB Plans
- Legislation Would Continue Anti-ESG Retirement Plan Fight
- Citing Plausible Precedents, Plaintiffs Press for Settlement
- Biden “Won’t Let” Republicans Cut Social Security
- Voya Saw 10% Growth in Managed Accounts in 2022
- Trade Groups Push Back on SEC Recordkeeping ‘Sweep’
- Mild Winter for Pension Plans, So Far
- DOL Secretary Walsh Reportedly Leading Candidate to Helm NHL Players’ Association
- ESG Battle Brews Between House GOP, Chamber of Commerce
- Labor Secretary Marty Walsh to Leave Administration: Report
- State-Sponsored Plans: A Look at Participation
- OneDigital Acquires $500M Florida Retirement and Wealth Management Shop
- Federal Judge Tosses Most Claims in 401(k) Excessive Fee Suit
- Financial Sector Faces Growing Return-to-Work Gender Gap
- 5 Themes for DC Plans to Consider for 2023
- Lack of ‘Longevity Literacy’ May Pose Retirement Planning Challenges
- A Change of ‘Hearth’
- Advisory M&A
- How UK’s Auto-Enrollment Pension Scheme is Doing 10 Years Later
- How UK’s Auto-Enrollment Pension Scheme is Doing 10 Years Later
- Excessive Fee 401(k) Suit Settles
- Investment Firms With $11.2 Trillion AUM Sign CFA Diversity Code
- PE Firm LMP Invests in Retirement Services Provider Definiti
- Retirement Industry People Moves
- Financial Services Committee Republicans Form ESG Working Group
- An Advisor Ran SECURE 2.0 Through ChatGPT—Here’s What Happened
- Consultant Ran SECURE 2.0 Through ChatGPT — Here’s What Happened
- Seneca County moving participants in 457 plan to state deferred comp plan
- Investment Product and Service Launches
- Federal Magistrate Judge Recommends Dismissal of ERISA Case Against Dish Network
- Record Number of 401(k) Hardship Withdrawals Seen in 2022
- Advisers Anticipate Difficult Investment Year in 2023
- Public-Sector Access, Participation in Retirement Plans Outstrips Private Sector, Says BLS
- House Legislation Would Expand HSAs
- HSA Balances Increase Despite Higher Spending: EBRI
- SECURE 2.0 Needs A Starter 401(k) Plan Fix
- SECURE 2.0 Needs a Starter 401(k) Plan Fix
- Participant Financial Advice Is a Priority for Many Providers in 2023
- Top Initiatives of New ASPPA President Bonestroo
- House Passes Financial Exploitation Prevention Act to Safeguard Seniors from Fraud
- Adviser Product Partnerships
- The Why, When, and How Behind the ESG Lawsuit: Virginia AG Miyares
- Many Post-Retirement Plans May Now Include Work
- Fluor 401(k) Fiduciaries Fend Off Excessive Fee Suit — for Now
- Citing Plausible Precedents, Plaintiffs Press for Settlement
- JPMorgan’s Asset Management Arm Names New Chief Retirement Strategist
- SEC Cites Broker/Dealers for Not Meeting Reg BI Standards
- Morningstar, PAi Follow DOL Rule with ESG-Driven Pooled Employer Plan
- SECURE 2.0: Insights as the Dust Settles
- Industry Expert Hochman to Retire
- PBGC Names Hanley Chief of Negotiations and Restructuring
- Republican States Challenge DOL ESG Rule in Court
- Advisory M&A
- SECURE 2.0 Makes a Few Changes to Annuities
- New York Life Investment Management Names New CEO
- Markets Timing
- The Many Flavors of Retirement Savers: Individuals’ Response
- Red State Coalition Sues to Stop ESG Rule
- U.K. considers CDC model for multiemployer plans
- New U.K. regulations allow DC plans to increase illiquid investments
- Most Advisers Seeking Options Like HSAs, 529s to Compete for New Plans
- CFP Restructures To Boost Diversity in Financial Advisement
- Research: Adding Alts To Target-Date Funds Can Boost Savings Outcomes
- States’ Suit Could Delay DOL Rule on ESG Investing
- Inadvertent error in SECURE 2.0 legislation prevents 401(k) catch-up contributions
- Investment and Product Services
- LIMRA: Individual Annuity Sales Shatter Prior Record in 2022
- Breaking News: Red State Coalition Sues to Stop ESG Rule
- SEC Proposal Would Restrict Conflicted Asset-Backed Securities
- American Funds Owner Capital Group Names New CEO as Part of Leadership Shuffle
- OneAmerica Teams Up With Benartzi on New Retirement Income Product
- SageView Launches Financial Education Platform for Participants
- Early Excessive Fee Case Nears Settlement
- PBGC Adds Exception Process for Withdrawal Liability Conditions Applicable to SFA Recipients
- DC Plan Rollovers Seen as Major Booster to IRA Growth
- Hands Off Our 401(k)s: Americans Reject Changing Key Features
- SECURE 2.0 Error Threatens Catch-Up Contributions, but Meaning Is Clear
- Cetera to Acquire Securian Financial’s Retail Wealth Business
- RIA Merger Market Hits 9th Year of Record Activity
- Second Suit Says Settlement Terms Shrugged Off
- Spin-Off Sets up Second Stock Suit
- Savers Want Better Financial Management. How Can Advisers Reach Them?
- Pensions Benefit More than Retirees, Says Report
- Near-Retirees Need Help Maximizing Retirement Income Sources
- State Fiduciary Laws Still Duplicative: ARA’s Wielobob, Remo
- FINRA Head to Leave After More Than 2 Years in Role
- Allianz Asset Management 401(k) Participants Allege Self-Dealing
- Major SECURE 2.0 Error Puts Catch-Ups in Jeopardy: ARA’s Graff
- Major SECURE 2.0 Error Puts Catch-Ups in Jeopardy: ARA’s Graff
- Delta Taps Fidelity to Run New Emergency Savings Program
- TDF Flows Jumped 35% in ’22, but CITs May Be Stealing Growth
- TIAA Survey Suggests Women May Be Better at Predicting Life Expectancy
- The Many Flavors of Retirement Savers: A Look at Generations
- 6 Obstacles to Retirement Income Adoption
- Despite SECURE 2.0, the ‘A’ Word Hampers Income Adoption: Pfau
- A One-Sentence Hidden Gem Springs to Life in Secure 2.0
- DC rollovers fuel IRA growth to $13.9 trillion, largest part of retirement market
- Advisory M&A
- Reconsidering Target-Date Funds After a Rocky 2022
- Experts: Good RIA Succession Plans Separate Owners from Managers
- Fluor 401(k) Fiduciaries Fend Off Excessive Fee Suit—for Now
- State Fiduciary Laws Still Unnecessary: ARA’s Wielobob, Remo
- State Fiduciary Laws Still Duplicative: ARA’s Wielobob, Remo
- Regulatory and Statutory Changes Coming to Self-Corrections Programs
- Retirement Industry People Moves
- ‘Astronomical’ Claims Come Up Short — Again
- 401(k) Traders Favor Fixed Income, but Still Bullish on Equities
- 401(k) Participants Rank Crypto Dead Last as Preferred Option
- Passive Mutual Funds Rising, but Won’t Overtake Actives due to DC Plan “Stronghold”
- Second Suit Says Settlement Terms Shrugged Off
- DCIIA Appoints New Head of Retirement Research Center
- Small Businesses and SECURE 2.0: Exemptions and Tax Credits
- Investment Service and Product Launches
- ‘Bar Up’ on Colorado SecureSavings
- Bill Would Give Maryland Small Business Retirement Savings Board Limited Access to Tax Data
- How Inflation Altered Americans’ Retirement Savings Habits
- DOL Contractor Rule Threatened by 20% Adviser Quit Rate
- Non-qualified deferred compensation plans used to draw top talent, survey says
- Rewrite of JBEA Regulation on CPE Will Make Pandemic Waiver Permanent
- Sports Agency Owner Charged for Allegedly Stealing Retirement Assets
- Adviser Product Partnerships
- Adviser Product Partnerships
- Microsoft to trim workforce, citing macroeconomic conditions
- Another Excessive Fee Suit Targets Provider ‘Overpayments’
- Missouri Bill Would Modify Duties of Public Employee Retirement System Fiduciaries
- Debt Ceiling Fight Puts Retirement Security at Risk: ARA’s Graff
- Financial Education Gap Remains Even as Provider Offerings Improve
- ERISA Suit Against Deloitte Dismissed
- Advisory M&A
- Advisory M&A
- What’s Next with the Evolution of State-Sponsored Retirement Plans?
- Responding to a Cyberterrorist Attack
- Research Shows Workers Favor Guaranteed Income Over Financial Wellness Tools
- ‘Astronomical’ Claims Come Up Short—Again
- Fiduciary Concerns Continue to Stymie Annuities in 401(k)s
- Alternatives Shine for Asset Managers Amid 60/40 Volatility
- Retirement Industry People Moves
- PBGC Adjusts Civil Penalties
- How Proposed Changes Will Affect Voluntary Plan Corrections: ARA’s Wielobob
- BlackRock dives into small, midsize DC market with minority stake in Human Interest
- NQDC Plans Seen as Key in Attracting, Retaining Talent
- Missouri House Considers State-Run Multiple-Employer Retirement Savings Plan
- Mississippi Lawmaker Introduces Legislation to Create State-Run Plan
- ASPPA Connect Back Jan. 18
- BlackRock Invests in Small Business 401(k) Provider Human Interest
- BlackRock Invests in Small Business 401(k) Provider Human Interest
- Investment Service and Product Launches
- Half of 1M Robinhood IRA Savers Pick In-App Investment Recommendation
- Crypto in your 401(k)? ‘No way!' retirement savers say
- 529s and ABLE Accounts Both Get a Boost from SECURE 2.0
- Enter Now for PLANADVISER’s 2023 Top Retirement Plan Advisers List
- 401(k) participants invested heavily in fixed income last year, Alight survey says
- U.K. Pensions Regulator urges DC plans to support participants amid market volatility
- Milken DEI Strategy Shows Asset Managers How to More Reflect Investors
- Among Advisers’ Top Concerns? Another 401(k) Drop in 2023
- Another TDF Suite Draws Excessive Fee Suit
- Nonqualified Deferred Compensation Plans Increasingly Include Noncompete Clauses
- Next Major Industry Focus: Using Auto-Portability to Solve Savings Gap
- Key SECURE 2.0 Act Provisions and Effective Dates
- IRS Updates Procedures for PLRs and Information Letters
- What Does the New Ways and Means Chair Have in Store?
- Personalization Push Heightens Need for Advisers to Vet Cybersecurity
- Carson Partners with “Conflict Free” Vestwell on 401(k) Offering
- Age-Specific Changes Found in SECURE 2.0
- IRS Updates Procedures for Determination Letter Requests
- DOL to Consult Industry on How To “Facilitate” PEP Uptake
- IRS: Remote Notarization, a Pandemic Development, May Stay
- Advisory M&A
- How SECURE 2.0 Will Affect New Plan Creation
- $10 billion 401(k) Smacked with Excessive Fee Suit
- The Many Flavors of Retirement Savers
- Young, Ambitious Workers Have High Hopes to Retire Early
- ‘May’ Way? The New DOL ESG Regulation
- FTC’s Noncompete Ban Would Hit Retirement, RIA Consolidation
- Retirement Industry People Moves
- After Committee Change, SECURE 2.0 Does Not Allow CITs in 403(b)s
- Investment Service and Product Launches
- A Method for Comparing Retirement Plan Annuities
- Court Dismisses 403(b) ERISA Claim Against Employer, But Not the Plan’s Adviser
- (Another) 401(k) Plan Fiduciary Prevails in Excessive Fee Suit
- Recordkeepers Beat Out External Managers for IRA Rollovers
- Adviser Product Partnerships
- ERISA Lawsuit Filed Against Ventura Foods
- Pension Funding Down as Year Ends
- Why Do Some Small Businesses Offer Retirement Plans?
- 5 New Year’s Resolutions for 401(k) Plan Fiduciaries
- Tips for Small Employers Considering a Retirement Plan
- PBGC Plan Sponsor Advocate: Progress in ’22, But More to Do
- Another Excessive Fee Suit Targets Provider ‘Overpayments’
- 401(k) ‘Fraudster’ Hack Case Drops a Defendant
- 401(k) Excessive Fee Settlement Hits a Snag
- Regret Able?
- Most Americans See Room to Improve Financial Wellness in 2023
- Implementing SECURE’s Emergency Savings Provisions
- Doll Forecasts A ‘Shallow’ Recession in 2023
- SECURE 2.0 Changes Backloading Test for Cash Balance Plans
- 401(k) Excessive Fee Settlement Hits a Snag
- Gallagher to Continue Push Into Retirement Advisement in 2023
- 5 New Year’s Resolutions for 401(k) Plan Fiduciaries
- Retirement Industry People Moves
- Happy New Year!
- It’s Official: SECURE 2.0 Enacted into Law
- IRS Proposes Alternative to In-Person Witnessing of Spousal Consents
- Biden Signs SECURE 2.0 Into Law
- (What Were) The Top Five Clicked ASPPA Connect Stories of 2022?
- Capozzi Adler Makes a Third Excessive Fee ‘Run’ at 401(k) Plan
- Advisers, Lobbyists, and Service Providers Respond to SEC Outsourcing Proposal
- Investment Service and Product Launches
- What Does SECURE 2.0 Mean For 403(b) Plans?
- Short-Term Goals Take Center Stage for 2023 Financial Resolutions
- Rising Inflation Viewed as Biggest Threat to Retirement in 2022
- Young Gen Zers Have Their Eyes on Early Retirement
- Swing Pricing Proposal Comment Period Remains Open Until Early February
- (What Were) The Top Clicked ASPPA Connect Stories of 2022?
- The 10 Highest Impact Provisions of the SECURE 2.0 Act
- $4 Billion 401(k) Strikes $4 Million Settlement
- Demand for Employer Financial Wellness Benefits Remains Strong
- DC Plan Loans Edge Up, but Retirement Savers Stick with Allocations
- Financial Advisers Increasingly Land Clients Through Social Media
- 401(k) ‘Fraudster’ Hack Case Drops a Defendant
- BNY Mellon Dismissed, Alight, Colgate-Palmolive Remain in Retirement Theft Lawsuit
- How Does One Implement a Student Loan Matching Benefit?
- How Does One Start a Student Loan Matching Benefit?
- Excessive Fee Suit Targets Service Provider ‘Overpayments’
- SECURE 2.0 Headed for Enactment
- Market Nostradamus Doll Goes 7.5 for 10 in 2022 Predictions
- Congress Passes SECURE 2.0, Forwarding Second Major Retirement Reform in Three Years
- Retirement Industry People Moves
- CDC Says U.S. Life Expectancy Fell to 76.4 Years in ‘21, Lowest Since 1996
- Xerox Has Preliminary Settlement In Excessive Fee Lawsuit
- Investment Service and Product Launches
- Investment Service and Product Launches
- Variable Rate Premiums To Be Capped by SECURE 2.0
- SECURE 2.0 Passes Senate as Industry Overwhelmingly Hopes for House Passage
- NJ Secure Choice Savings Board Appoints Executive Director
- Capozzi Adler Makes a Third Excessive Fee ‘Run’ at 401(k) Plan
- Behind Robinhood’s Retirement Push
- Adviser NFP Absolved in ERISA Case; Molina Healthcare and flexPATH Still Face Charges
- Employee Stock Ownership Plans To Get a Boost from Omnibus Package
- What Else Is in the New SECURE 2.0?
- New Mexico Work and $ave Seeks Program Administrator
- Mapping the Holidays
- Inflation Fans Cost of True Love’s Tab
- Take Stock of Plan Compliance on the Cusp of the New Year
- Aon Hewitt Carves Out Settlement in Fiduciary Suit
- CRA Move Seeks to Erase ESG Regulation
- $4 Billion 401(k) Strikes $4 Million Settlement
- CBO Says Social Security Trust Funds May Be Depleted by 2033
- 2023 Plan Sponsor of the Year Nominations Are Open
- SECURE 2.0 Bill Contains Popular and Widely Anticipated Retirement Reforms
- Retirement Advisers Increasingly Want PEP Option in Toolbox
- Betterment, Vanguard Find Workers Tapped Retirement Savings in 2022
- Final SECURE 2.0 Included in Year-End Spending Bill
- Lori Lucas Will Retire as Head of EBRI
- You Better Watch Out…
- Is Your DB Plan the Solution to Your DC Retirement Income Problem?: A Dialogue
- Plan Sponsors Prioritizing 401(k) Plan Design
- How 401(k) Participant Engagement Matters — a Lot
- Proprietary Funds Targeted in Excessive Fee Suit
- RetireOne Adds Nationwide Annuity Offerings for Investment Advisers
- Senator Braun and Congressman Barr Resolve to Overturn “Woke” ESG Rule
- Retirement Industry People Moves
- What Effect Would Changing the Computation Years for Social Security Have?
- Winter Issue of PC Magazine Is Now Online!
- Investment Adviser M&A Activity Expected to Mellow in ’23
- Experts: Employers Can Help with Student Loan Management
- Investment Service and Product Launches
- SEC Votes to Advance Trading Proposals
- Class, Dismissed: TIAA Dodges Massive Class Action Suit
- 7 Things to Know About the New ESG Regulation
- Aon Hewitt Carves Out Settlement in Fiduciary Suit
- Certified Financial Planner Board Issues Crypto Guidelines
- When Merging Retirement Planning and Wealth Management, Participants Must ‘Come First’
- Workers, Employers, Contributed to Retirement Plans at Record Rates
- Study: Women Say Competing Priorities Hinder Retirement Saving
- In Wake of COVID-19, Retirement Savings Surge
- Auld Lang Syne — and a Deadline
- ‘Past’ Tense?
- Democrats Suggest SEC Should Reform Scope 3 Climate Disclosure Proposal
- Fintech SMB Plan Providers Saw Growth in ’22 On Low-Fees, State Mandates
- Employment Law Firm Files Another Excessive Fee Suit
- Participants Regain $1.4 Billon Thanks to EBSA’s Interventions
- Morningstar Launches Platform to Compare, Sell Annuities
- 401(k) participants' savings rates, employer contributions reached all-time high in 2021 — PSCA
- DOL Recovered More $1.4 Billion in FY 2022, Agency Says
- CFP Board Warns of Crypto’s ‘Heightened Risks’
- Employers Focused on Maintaining Benefits, Amid Recession Fears
- In Wake of COVID-19, Retirement Savings Surge
- Investment Advisers Seek Talent Amid Staff Shortage
- SageView Acquisitions Add to Financial Wellness-Focused Wealth Managers
- Expert Consensus: SECURE 2.0 May or May Not Pass
- New Modifications Released for Forms 5500 and 5500-SF
- Self-Directed Investors Stay the Course, Eye Future Market Rebound
- Retirement Industry People Moves
- Institutional Investors: Bonds Back, Crypto Out, More Volatility Ahead
- Younger 401(k) Participants Not Shying Away from Equities
- Volatile Markets Whack Self-Directed 401(k) Investors
- Morningstar Raises “Safe” Retirement Withdrawal Rate to 3.8%
- Robo 401(k) providers are still open to crypto options
- EBRI's Lori Lucas looks back (and forward) at retirement trends
- Bipartisan Group Introduces Bill for Portable Federal Retirement Accounts
- LPL Advisers Overwhelmingly Support SECURE 2.0 Even as Timeline for Passage Tightens
- Bicameral, Bipartisan Retirement Bill Introduced
- IRS Issues Tables of Covered Compensation for 2023
- IRS Not Finalizing Proposed Regulations on Mortality Tables
- DOL Releases Informational Copies of 2022 Form 5500 Series
- DOL Phasing Out EFAST
- DOL Modernizing EFAST Authentication
- Vanguard’s Defection from Net-Zero Group Further Clouds ESG Investment Commitments
- Cetera Wraps First Allied into Adviser Business
- Investment Service and Product Launches
- District Court Dismisses Two ERISA Lawsuits Challenging BlackRrock TDFs
- RFPs Sought for Delaware EARNS
- Well-Designed Apps Crucial for Younger Investors
- Recession Fears Driving Investors to Rethink Retirement Timing
- Small and Medium Businesses Driving NQDC Plan Growth
- Class, Dismissed: TIAA Dodges Massive Class Action Suit
- Fidelity Moves Adviser Services Out of Institutional Investing to Align with Brokerage and Technology
- Stock-Trading Platform Robinhood Launches IRA with 1% Match
- Congress Nears Passage of RILA Registration Legislation
- ARA Expresses Strong Support for Electronic Submission of Form 5558
- November Pension Funding Not a Horn of Plenty
- PBGC Amends its Valuation Regulation
- Informal DOL Guidance Addresses PEP Bonding Requirements
- IRS Updates Publication 4810, Specifications for E-Filing of Form 8955-SSA
- Social Security Administration Aims for Informative, Time-Saving Website Redesign
- Adviser Product Partnerships
- Adviser Product Partnerships
- Plan Sponsors Prioritizing 401(k) Plan Design as Part of Talent Strategy
- Voya’s New Workplace Head Thinking About the Employee Experience in More “Bundled” Fashion
- Experts: More Hackers Going After Retirement Savings
- SEC and Goldman Sachs Settle for $4 Million for ESG Policy Infractions.
- CFP Board Warns of Crypto’s ‘Heightened Risks’
- Plan Advisers May Help Boost Employee 401(k) Participation
- Near-Retirees May Be at Risk for Retirement Income Shortfall
- Bear Market Draws Attention to Actively Managed Funds
- What’s Shaping the U.S. Retirement Landscape in 2023?
- DOL’s Walsh Calls for Expanded Retirement Savings Access
- Resetting the Mindset: DC Lifetime Income ‘Decumulation Accumulation’ and their Risk-Related Restrictions
- ESG — A Skeptic’s Journey
- Retirement Industry People Moves
- SEC Climate Disclosure Rules Find Republican Opposition in Both Houses
- Informal DOL Guidance Addresses PEP Bonding Requirements
- 401(k) Robo-Adviser Blooom Shuts Services, Sells Tech to Morgan Stanley
- It’s Official: Final ESG Reg Published in the Federal Register
- Judge Says (Another) Excessive Fee Suit Comes Up Short
- Share Class Choice Criticized in 401(k) Excessive Fee Suit
- Federal Judge Dismisses Two of the BlackRock TDF Suits
- U.S. Regulator Urges Congress to Act Fast on Crypto Regulation
- Self-Directed Retirement Investors In Brokerage Accounts Stay in Equities Despite Volatility
- Wait, SECURE 2.0 Might Not Pass?
- It’s Official: Final ESG Reg Published in the Federal Register
- Graff Still Bullish on SECURE 2.0 Prospects
- Momentum is Growing to Educate Advisers on Plan Options for Lifetime Income
- 401(k) Fiduciary Breach Suit Settled
- Asset Managers Scramble to Offer In-Demand Investment Vehicles
- 2023 Plan Adviser of the Year Nominations Are Open
- DOL Extends Comment Period for Independent Contractor Rule
- A New Turn in Litigation
- Advisers Should Comment, Prepare Vendor List Ahead of SEC Outsourcing Rule
- Fitch: SEC “Crack Down” on ESG Greenwashing to Continue
- Shed of Many Claims, MEP Excessive Fee Litigation Goes to Trial
- Retirement Legislation Will Expand Savings Opportunities for Over 100 Million Americans
- Hochul to Big Apple Employees: NYC BOE Retirement System Off Limits
- Savings Rates Stay Strong
- ‘Short’ Excessive Fee Suit Struck Down
- What do the mid-terms mean for ESG and SECURE 2.0?
- What’s Shaping the U.S. Retirement Landscape in 2023?
- Financial-market upheaval overtakes best intentions of pension legislation
- Judge Dismisses Charge of “Unreasonable” 401(k) Fees by Electronics-Maker Ricoh
- Advisor Value ‘Adds’
- NQDC Plans Increasingly Used to Try and Draw, Retain Execs
- DOL Proposes Changes to Voluntary Fiduciary Correction Program
- Are You ‘Anti’ Social?
- ESG — Not Your Father’s SRI
- SPARK Releases Updated Cybersecurity Best Practices Guide
- No Changes in RA List for Qualified Plans and 403(b)s for 2022
- Visions of early retirement may sway some to save more
- Tiered contributions seen as move to bolster equality
- Study Shows Major Gap Between Retirement Goals and Preparedness
- Retirement Industry People Moves
- DOL Rule Greenlights ESG, But Questions Remain
- Investment Product and Service Launches
- Judge Says (Another) Excessive Fee Suit Comes Up Short
- Employees Desire Greater Support Due to Rising Inflation
- Happy Thanksgiving from ASPPA Net!
- PBGC Updates Mortality Table for 2023 Valuations
- Schlichter Sued for Fiduciary Breach
- Fiduciaries Get Long-Awaited Clarity on ESG in Retirement Plans
- Small Businesses Fall Behind in Providing Financial Support
- Judge Recommends Dropping Most of $4.2B Retirement Plan Suit Against Nestlé
- Adviser Product Partnerships
- No Changes in RA List for Qualified Plans and 403(b)s for 2022
- ARA Presses DOL for Changes to QPAM Exemption Proposal
- From the Executive Editor
- The Joys of Volunteering
- New CE Requirement for Actuaries
- DOL Finalizes Rule Opening Door to ESG Investing in Retirement Plans
- The Tale of the Man With Many Hats
- Fiduciaries May, But Not Must, Consider ESG: DOL
- Alternative Asset Managers Release Tool for ESG Disclosure
- S&P Global Settles Mortgage-backed Security Case with SEC
- Self-Directed Investors Confidence Down Due to Challenging Market
- Senators Press Fido to Clip Crypto 401(k)
- Plan Advisers Value Trustworthiness, “Personal” Touch from DC Recordkeepers
- Share Class Choice Criticized in 401(k) Excessive Fee Suit
- Thanks, Giving
- PBGC Hails 2022 Successes, Welcomes New Advisory Committee Members
- The ‘Entity’ Difference Between 403(b) and 401(a) Plans
- SEC Collects Record $6.44B On 760 Enforcement Actions in Fiscal 2022
- Top ESG Focus Areas for Big Investors Are Labor Rights, Gender Equality
- Financial Firms Looking to HBCUs, “Pipeline” Programs to Bolster Diversity
- ‘Short’ Excessive Fee Suit Struck Down
- Retirement Industry People Moves
- SECURE 2.0 Enjoys Widespread and Consistent Industry Support
- EBSA Proposes Adding Self-Correction Component to VFCP
- $3 Million Settlement Struck in Managed Accounts Suit
- Retirement Plans Remain ‘Critical Component’ in War for Talent
- Sharp Year-End Decrease In Bonuses Expected for Financial Sector
- Expert Panel: Today’s Retirement Plan Advisories Require Specialization
- Current Annuities Boom Still Likely Faint for DC-Plan Advisers
- DOL Hosts Public Hearing on QPAM Proposal
- Investment Product and Service Launches
- Schlichter Sued for Fiduciary Breach
- Ethics and Bias in the House of Continuing Education Credits
- SEC Swing-Pricing Proposal Could Impact 401(k) Savers
- Retirement Account Balances Down 21% or More in Q3, Fidelity Data Shows
- Is Retirement Saving ‘Wasted’ on the Young?
- Subpar Technology Could Steer Clients Away from Advisers
- HUB Expands Wealth Management Footprint with Purchase, On Pace for 70 Acquisitions
- Proposed Settlement Would Cost Juniper Networks $3 million
- Reticence and Risks Rife?
- Sen. Wyden Confident SECURE Act 2.0 Will Pass This Year
- Generational Gaps Grow with Work and Money Outlook
- Employees Desire Greater Support Due to Rising Inflation
- Takeover Target Targeted in (Another) Excessive Fee Suit
- Oshkosh Decision Bears (More) Fruit
- Retirement Plans Still Vital in Talent War to Retain Employees
- Applications and Implementation of The New Marketing Rule
- 401(k) participants reach deal with DST Systems to settle lawsuit
- DOL Rejects ForUsAll’s ‘Tactical Retreat’ in Crypto Retirement Case
- $3 Million Settlement Struck in Managed Accounts Suit
- 53% of Savers Who Rely on Workplace Plans Don’t Work with Advisers
- Recordkeeper Consolidation Leads to Drop in Proprietary Product Share, Opening Door for Asset Managers
- A Closer Look at the Emergency Savings Provisions in SECURE 2.0
- SPARK Releases Updated Data Security Best Practices
- Alight Expands Partner Network to Add Wellbeing Solutions
- Takeover Target Targeted in (Another) Excessive Fee Suit
- Lame Duck Congress Returns to Unfinished Business and Elections
- Amidst Uncertainty, ‘Lame Duck’ Congress Returns to Unfinished Business
- My ‘Retirement’ Account
- Avoiding Studebaker
- Expert Panel: The Economic and Political Sides of ESG
- FTX Bankruptcy Has Chilling Effect on Crypto Use in Retirement Plans
- Retirement Industry People Moves
- October Brings Plentiful Harvest for Private-Sector DB Plans
- DCIIA Announces New Adviser Council
- Advisers Should Counsel “Cautious Optimism” Amid Cooling Inflation
- Investment Product and Service Launches
- PBGC Issues 2023 Premium Filing Instructions
- Smaller Asset Managers Lag Behind in Adviser Digital Experience
- Campaign ‘Premises’
- Comment Period Extended for PBGC Proposed Actuarial Assumptions for Determining Withdrawal Liability
- 401(k) Traders Remain Content Amid October Bounce
- Treasury, IRS Outline Priority Retirement Guidance Projects
- Retirement FinTech Startup Lilly to Push Credit Card Rewards to IRAs
- Full-service Retirement Advisers Are Engaging in Busy Open Enrollment Season – with a Light Touch
- ESG Industry Put on Notice by Congressional Republicans
- A DOL ESG Investigation Story
- ESG Interest ‘Relatively Weak’ for Do-It-Yourself Retirement Investors
- Regulators: Crypto, Fake IRAs Increasingly Used to Scam Older Investors
- Adviser Product Partnerships
- Capozzi Adler, Miller Shah Strike Settlement with LinkedIn
- IRS to Permit Determination and Termination Letters for 403(b) Plans
- Fall Issue of PC Magazine Is Now Online!
- Crypto ‘Keeper Presses Court to Hold DOL to its Word(s)
- Court ‘Costs’: Lessons from Litigation
- Capozzi Adler, Miller Shah Strike Settlement with LinkedIn
- Midterm Election Results Could Delay SECURE 2.0
- ForUsAll Will Drop DOL Crypto Suit if Court Confirms Prior Guidance is Non-Binding
- 401(k) Trading Sees Another Light Month in October
- ASPPA Annual Coverage Aplenty
- Helping Improve Employee Retirement Readiness
- Participant Loans: Important Considerations
- Court “Costs”: Lessons from Litigation
- SEC Proposes Controversial Rule on Swing Pricing and Liquidity
- Financial Advisers Focused on Client Outreach
- Retirement Industry People Moves
- Carrot and Stick for ’23, TE/GE Heads Say
- ForUsAll Formally Launches Cryptocurrency-Capable 401(k)
- Women in Senior Roles Reach Retirement with Just 62% of Wealth of Male Peers
- Experts: Big Investors, Fiduciaries in “Purgatory” Awaiting DOL ESG Rule
- Excessive Fee Suit Settles in 18 Months
- Auto-Portability Secures Bipartisan Backing in the House
- How Employees’ Debt Problems May Affect Retirement Savings
- PBGC Provides $32.7 Million to Struggling Bricklayers Pension
- Investment Product and Service Launches
- OneDigital, CAPTRUST, Continue Wealth Management Acquisition Binge
- Crypto ‘Keeper Presses Court to Hold DOL to Its Word(s)
- Private Real Estate Funds Are Up 7.4%. Can More DC Participants Get a Foot in the Door?
- FINRA Prompts Succession Planning for Aging Adviser Industry
- SEC Proposes New Rules for Advisers Who Outsource
- Direct Indexing Drumbeat Continues with Morningstar Launch of Adviser Offering
- Allianz Life Launches Income Annuity for Use in DC Plans
- Advisor CEO Faces Up to 45 Years for Fraud, Keeping Employee 401(k) Contributions
- Young Workers Cast Wide Net for Retirement Savings Opportunities
- Even Millionaires Are Anxious About Their Retirement Security
- MEP Excessive Fee Suit Ready to Settle
- PBGC Sets Present Maximum Guarantee Values for 2023
- Excessive Fee Parties Strike a Quick $2.9 Million Settlement
- Excessive Fee Suit Settles in 18 Months
- The Case for the 60/40 Portfolio’s Survival – In Two Charts
- SECURE 2.0 Likely to Pass this Year
- Retirement Consultant Gallagher Buys f3’s ‘Turnkey’ Wealth Management Platform
- Plan sponsors: Navigating uncertain times takes careful investing and communication
- Feeling SECURE?
- 7 Assumptions That Can Derail Your Retirement Reality
- Employee Readiness Ripe with Opportunity
- Retirement Readiness Now a Top Concern Among Employees
- Twitter discloses discretionary 401(k) match
- Fiduciary Breach Suit Has RK Fee Focus
- SEC Marketing Rule to be Enforced Next Week
- Which Party Does the Financial Industry Support?
- Excessive Fee Parties Strike a Quick $2.9 Million Settlement
- Landmines and Positives of Retroactive Adoption
- Landmines and Positives of Retroactive Plan Adoption
- It’s an Art Form
- Defendants Say Advisor’s ‘Actual Knowledge’ Precludes Plaintiff Role in 401(k) Suit
- Retirement Industry People Moves
- Advisers Turn to Managed Accounts as Demand for Customized Plan Design Options Grows
- Half of Americans Say They’re Reducing or Stopping Retirement Savings Due to Inflation
- Young Workers Want Cryptocurrency in 401(k)s
- Investment Product and Service Launches
- SEC Finalizes Rule Requiring Recovery of Improper Executive Incentive Pay
- A Republican Capture of Either House Could Lead to Headaches for ESG
- Finnegan Honored With ASPPA’s Harry T. Eidson Founders Award
- Are HSAs Evolving?
- Yale 403(b) Plaintiffs Move Ahead to Jury Trial
- Market ‘Fear Factor’ Has Retail Annuities Booming. Can In-Plan Options Catch the Tailwind?
- SEC Proposal Calls for Vetting of Outsourced Services by Advisers
- The SEC Adopts Rules on Shareholder Reporting, Fund Advertisements
- ERIC Publishes Letter Offering Support and Recommendations for SECURE 2.0
- Empower Hit With Government Markets Lawsuit
- You May Be the Last Line of Defense
- Fixing the Inevitable
- 2022 PenChecks Trust ASPPA Scholarship Recipients Selected
- 2022 Martin Rosenberg Academic Achievement Award Winners Named
- Lynn Young Recipient of 2022 Edward E. Burrows Distinguished Achievement Award
- Echelon: Investment Adviser M&A Bucks Downward Trend in Dealmaking
- Adviser Product Partnerships
- American Retirement Association, ASPPA Announce 2023 Officers
- Retirement Industry Leader Nevin Adams to ‘Retire’
- Recordkeeper JULY Secures PE Financing to Drive Growth Plans, Including M&A
- VCP: Tips from an IRS Insider
- Creating and Sustaining Company Culture
- Say This, Not That
- Fidelity Offers Direct Indexing Products Touting More Personalized Investment Options
- Envestnet Data & Analytics Plans to Enhance Access to Financial Data, Improve Financial Wellness
- Outdated Mortality Table ERISA Suit Filed in Arizona
- Not if, But When
- Excessive Fee Parties Strike a Quick $2.9 Million Settlement
- Now More than Ever
- Wyatt Hails ASPPA Nation
- Bonestroo to Head ASPPA
- Nevin & Fred: Targeting Target Date Funds?
- Inflation Concerns Have Spiked for Investors, with Retirement Effects
- A Cornerstone Objective
- Advisers are Adopting Technology, Model Portfolios
- Millennials and Gen Z Wealth Rises 25%, Outpacing Gen X and Boomers
- Retirement Industry People Moves
- Annuities as Part of Target-Date Funds Grow in Popularity
- IRS raises DC plan contribution limits for 2023
- Think Again: When Should Workers Begin Saving for Retirement?
- IRS Announces 2023 Benefit, Contribution Limits
- IRS Reveals 2023 Contribution Caps for 401(k) and IRAs
- Don’t Miss our ASPPA Annual Coverage!
- READER RADAR: What’s the Movement on Matches?
- Managed accounts fraught with issues for employers
- Financial Advisers Increasingly Turn to Alternative Investments Amid Stock and Bond Declines
- House Lawmakers Seek to Curb ESG Investing in Retirement Plans
- Lacking Confidence, Employees Want Help with Retirement Income Strategies
- Are Retirees Spending More Than They Can Afford?
- Investment Product and Service Launches
- Even Millionaires Are Anxious About Their Retirement Security
- Lisa Massena Hired as New COO at DCIIA
- DCIIA adds former head of OregonSaves as chief operating officer
- ESG’s Impact on Three States’ Retirement Systems
- ESG Adoption Slow Among DC Plans
- Know Where the Puck Will Be
- Empower Managed Account Participants File Suit
- Pension Funded Status Up, While Risk Transfers Expected to Rise
- The Appeal of Guaranteed Lifetime Income Option is Growing Among Participants
- Sequoia Secures $200M from PE Firm Valeas to Fuel Continued Growth
- Growth of Digital Assets Spurs New Regulatory Proposals
- PBGC Sets Present Maximum Guarantee Values for 2023
- ARA Joins Amicus Brief Rebuffing BlackRock TDF Suit
- Latest Excessive Fee Target Is a MEP
- CAPTRUST expands in Massachusetts with acquisition of Patriot Pension Advisors
- Standard Insurance to acquire Securian Financial's retirement plan record-keeping business
- Elevator Constructors’ Union Retirement Plan Sued
- Insights on What Really Matters to Participants
- ARA Joins Amicus Brief Rebuffing BlackRock TDF Suit
- CAPTRUST Buys a Boston-Area Adviser Firm That Oversees $900MM in Assets
- High-Net-Worth Individuals Worry if They Will Have Enough to Retire
- 403(b) Plan Fiduciaries Fend Off Excessive Fee Claims
- Recordkeepers Help Advisers Get Personal
- Cybersecurity: Insights and Action Steps
- Getting Advisers Comfortable With the Future of Retirement Planning
- Annuity Customer Satisfaction on the Decline
- The Standard Plans to Purchase Recordkeeping Business from Securian
- Cybersecurity: Insights and Action Steps
- PLANADVISER Webinar: Your HSA Questions Answered
- Social Security COLA’s Could Have Big Impact on Advisers’ Retirement Planning
- Proposed Independent Contractor Rules Could Bring Difficulties for Some Financial Advisors
- Bitwage Partners with ForUsAll to Introduce Crypto in 401(k) Plans
- Latest Excessive Fee Target is a MEP
- Have You Hugged Your TPA Today?
- Participant Loans: More to Consider Than Meets the Eye
- Perspectives from 4 Generations of Workers Preparing for Retirement
- What’s Holding Back Americans’ Ability to Save for Retirement?
- PBGC Issues 2023 Premium Rates
- The Challenges and Opportunities for ESG Portfolios
- Retirement Industry People Moves
- ERISA Industry Committee Publishes Open Letter in Opposition to New DOL QPAM Rule
- PBGC Proposes Rule on Withdrawing Employers’ Liability to a Multiemployer Plan
- Employees Paying More Attention to Financial Benefits
- Financial Challenges Prevent Saving for Retirement
- Investment Product and Service Launches
- Social Security Benefits See Highest Increase in 40 Years
- Social Security Announces Big Bump in 2023 COLA
- Appellate Court Cuts Down Excessive Fee Suit
- Retirement Income Challenges
- ARA Pushes for Changes to Proposed Amendments to QPAM Exemption
- Assets in Aon PEP Pass Milestone
- September 401(k) Trading at its Lowest Point Since March 2020
- Motion to Dismiss Filed in ERISA Lawsuit
- ForUsAll Moves to Dismiss DOL Motion to Dismiss Crypto Suit
- Shoe Show Strikes Excessive Fee Suit Settlement
- Booz Allen Brushes Back BlackRock TDF Suit
- Adviser Product Partnerships
- DB Plans See September Stability
- DCIO Assets Take a Big Hit in 2022
- New Venture Seeks to Make FinTech Socially Responsible
- Interest Grows for Guaranteed Lifetime Income Options
- Remote Workers Struggle with Benefits Selection
- ERISA Suit Brought Against Quanta Services
- IRS Issues Update on Required Minimum Distribution Rule
- Market Downturn May Drive Millennials to Cash Out Retirement Plans
- IRS Affirms Stance on RMD 10-Year Rule
- ForUsAll Moves to Dismiss DOL Motion to Dismiss Crypto Suit
- A ‘Passing’ Grade?
- Insolvency: What Does that Mean for Social Security?
- Do Millennials Face a More Precarious Retirement Outlook?
- Proposed Legislation Would Ban Mandatory Arbitration and Discretionary Clauses
- Retirement Industry People Moves
- Insurer the Target of ERISA Lawsuit
- Could We Have a New ESG Regulation by Year-End?
- ERISA Lawsuit Against Associated Bank Dismissed
- Stable Fund Focus in Another Excessive Fee Suit
- Cybersecurity Experts Warn of Increased Fraud Risk to Retirement Plans
- Sound Income Group Launches 3 Business Focused on Wealth Management
- Retirement Clearinghouse Partners with Fidelity, Vanguard and Alight on Auto-Portability
- House Approves Bill Banning Arbitration Clauses in ERISA Plans
- HSA Marketplace Expanding, But Still Room for Improvement
- U.K. proposes easing charge cap to stimulate DC private market investment
- Stable Fund Focus in Another Excessive Fee Suit
- Millennials May Be Headed Towards a Rocky Retirement, Research Shows
- Best Practices for Providers to Boost HSA Invested Assets
- Deciphering Medicare Costs in Retirement
- Apex Group Expands Global Compliance Solutions to the U.S.
- IRS Proposes Big Bump in Fees for Enrolled Actuaries
- Home Depot Hammers Back Excessive Fee Suit
- New Bill Seeks to Encourage 401(k) Investment in Alternative Assets
- CBO Anticipates $90B Price Tag for PBGC Special Financial Assistance
- Fiduciaries Fend Off Another Excessive Fee Suit — for Now
- Record keepers launch auto-portability consortium to reduce plan leakage
- Settlement Reached with Couple that Lost Millions in Profit-Sharing Plan
- Participant Data is Key to Developing Better Financial Wellness Programs
- Class Settlement Approved for AAA Carolinas ERISA Lawsuit
- What’s Waiting for Lisa Gomez?
- Study Finds Best Stock Gains Are Made Overnight
- Shoe Show Strikes Excessive Fee Suit Settlement
- Maybe the Lame Duck Won’t Be So Lame
- Opportunities Increase for Advisers to Engage With BIPOC Savers
- Retirement Experts Identify Possible Fixes to the Retirement Savings Gap
- Judge Rules in Home Depot’s Favor in ERISA suit
- T. Rowe Price: 95% of 401(k) savers stayed the course in first half of 2022
- Generation Grasp
- Retirement and the Savings Gap
- Do Sweat the Small Stuff
- Researchers Say Retirement Plans Unperturbed by COVID
- Federal appeals court offers fiduciary-risk comfort to plans
- Interim Funding Bill Heads to President’s Desk
- Retirement Industry People Moves
- Congressman Jim Himes Addresses Investment Advisor Association Forum
- Senate Finally Confirms EBSA Nominee Gomez
- Bill Seeks to ‘Clarify’ 401(k) Investment Classes—Including Crypto
- Retirement Plans Key Part of Financial Well-Being, Study Says
- Employers See Financial Wellness Offerings as Retention Booster
- BREAKING NEWS: Bill Seeks to ‘Clarify’ 401(k) Investment Classes—Including Crypto
- TIAA Prevails in Rollover Recommendation Suit
- Wells Fargo Is Targeted in ERISA Lawsuit Alleging Self-Dealing
- IRS Extends Plan Amendment Deadlines for CARES Act Provisions
- Gomez Confirmed as New Head of EBSA
- Investment Product and Service Launches
- RBC, Transamerica, FuturePlan Join Forces on New Pooled Plan Solution
- SEC Charges 16 Firms With Failing to Preserve Electronic Communications
- Workers Worried About Inflation Are Delaying Retirement
- Women’s Financial Health Hits 5-Year Low
- IRS Raises User Fees for Enrolled Agents and Enrolled Retirement Plan Agents
- Public-Sector DB and DC Plan Households May Need to Review Savings Habits
- First-Half Market Doldrums Don’t Deter Retirement Savers
- Employees Paying More Attention to Financial Benefits
- What Is the DOL’s Plan If the Government Shuts Down?
- Wells Fargo ESOP Practices Now Draw Participant Suit
- Analysis of American Workers Shows Retirement Plan Type Influences Spending Habits
- Adviser Product Partnerships
- How Participants Have Responded to This Year’s Economy
- What Plan Sponsors Should Expect From a Retirement Plan Adviser
- Lawsuit For Wake Forest University Retirement Plan Proceeds
- ERISA Suit Against Exelon Dismissed
- IRS Extends Deadline for Amending IRAs, 403(b)s Under Cares Act, Relief Act
- IRS Extends Plan Amendment Deadlines Under CARES, Disaster Relief Acts
- The Most Important Retirement Number
- Employment Trends and Implications for Retirement
- What Impact Did COVID-19 Have on Retirement Timing?
- Fiduciaries Fend Off Another Excessive Fee Suit—for Now
- Transamerica, Smart, and Finhabits Expand Retirement Plan Coverage to Underserved Markets
- New Advisory Group on Preventing Senior Scams to Meet Next Week
- U.K. chancellor tackles charge caps for illiquid investments in emergency 'mini budget' to stimulate economic growth
- Retirement Industry People Moves
- PBGC Updates Regs to Reflect New Address
- Goldman Sachs Sacks 401(k) Excessive Fee Suit
- Three 401(k) Excessive Fee Suits Settle
- Parties Reach Preliminary Settlement in 16-Year ERISA Lawsuit
- Cruise Line Docked with Excessive Fee Suit
- Fiduciaries Say ‘Plausible’ Precedent Calls for Different Decision
- READER RADAR: A Plurality of PEP Perspectives
- Mentorship Is Key to Success for Attracting Diverse Associates
- Product and Service Launches
- Employees and Employers Show Disconnect on Workplace Benefits
- All 3 Defendants Move to Dismiss Cybersecurity ERISA Suit
- Nevin & Fred: Five Bad Fiduciary Assumptions
- Wilmington Trust Introduces Digital CIT Onboarding Tool
- U.S. Drops to 18th on Natixis Retirement Index, Due to Economic Issues, Aging Population
- American Century Offers Tool to Retirement Plan Fiduciaries
- Maryland’s State-Run Retirement Program Officially Launches
- Retirement Plan Digital Experience Comes up Short for Many Participants
- CRS Updates Report on Windfall Elimination Provision to Reflect Pending Legislation
- Cruise Line Docked with Excessive Fee Suit
- Equitable Launches Small Business 401(k) Program
- PANC 2022: Participant Mindsets and Communication Strategies
- SEC Risk Alert Addresses Marketing Rule Compliance Examinations
- Three 401(k) Excessive Fee Suits Settle
- Economic Concerns Spur Interest in Guaranteed Retirement Income
- MarylandSaves Launches with WorkLife Savings Accounts
- Most Workers Not Planning to Delay Claiming Social Security
- Retirement Plan Investors Face Challenges Managing Digital Accounts
- Judge Rules in Favor of Goldman Sachs in ERISA Suit
- Retirement Saving and Crisis Response
- Defining the Retirement Crisis, Part 3: It’s Going to Get Worse Before it Will Ever Get Better
- ‘Standing,’ Still
- ‘Super Savers’ Shrug Off Inflation, Volatility, Look to Save More
- Goldman Sachs Sacks 401(k) Excessive Fee Suit
- Are PEPs ‘Popping’—or Not?
- Employers rolling out ‘supercharged 401(k) plans'
- Morningstar decries suits focused on past performance of TDFs
- Biden's student loan relief could help boost retirement savings
- Retirement Industry People Moves
- Alight Announces New Benefits Marketplace
- DOL Admits QPAM Exemption Changes Could Impact Small Firms
- Janus Henderson Sued for Allegedly Favoring Its Own Funds in Its Retirement Plan
- Lori Lucas to retire as CEO of EBRI
- Hearsay Aims to Help Advisers Ensure Compliance With Marketing Rule
- Proprietary Funds Draw Another 401(k) Excessive Fee Suit
- PBGC Amends Allocation of Assets for 4th Quarter
- DOL Pushes Back on Cryptocurrency Suit
- Lori Lucas to Depart EBRI CEO Role After 5 Years at the Helm
- Vestwell Launches 2 Products for 401(k) TPAs
- Investment Product and Service Launches
- Unmarried and Married Women Have Different Levels of Retirement Confidence
- PANC 2022: Health, Wealth and Retirement
- DOL Pushes Back on Cryptocurrency Suit
- Voya Launches Workplace Benefits Digital Platform
- Social Security Concerns Drive Early Benefit Claims
- Baseline Education for Plan Fiduciaries
- Summer Doldrums for Private-Sector Pension Plans
- 401(k) Trading Remains Light Despite Market Volatility
- Self-Directed 401(k) Investors Hit Hard in Q2
- Inflation Concerns Weigh on Benefit Decisions
- PANC 2022: Reg BI Compliance Tips From the SEC
- PANC 2022: The Psychology and Practicality of Retirement Income
- Proprietary Funds Draw Another 401(k) Excessive Fee Suit
- Senator Calls for Confirmation Vote on Assistant Secretary of Labor Nominee
- Massachusetts Secure Choice Moves Closer to Implementation
- 5 Dangerous Fiduciary Assumptions
- A Look at Inflation Measures and Social Security COLAs
- What Employees Prefer in an Emergency Saving Solution
- Investing Packs an ‘Emotional Punch’ for Retirement Savers
- Senate Finance Committee Proposes Final Text for EARN Act
- Retirement Industry People Moves
- Senate Finance Leaders Formally Introduce EARN Act
- Colorado Secure Savings Program Pilot About to Launch
- Appellate Court Backs Beneficiary Designation
- Businesses Prioritizing Wages, Benefits, While Cutting Other Expenses
- Investment Product and Service Launches
- 3rd Circuit Backs J&J in Stock-Drop Appeal
- Dudenhoeffer ‘Drops’ Another Stock Drop Suit
- 401(k) Trading in August Reflects 2nd Lowest Month in History
- Hub International acquires Direct Advisors
- DOL to Host Webinar on Women’s Retirement Security
- DOL Slightly Extends Comment Period on QPAM Exemption
- DOL Slightly Extends Comment Period on QPAM Exemption
- Survey: Workers Would Save More for Retirement with Emergency Savings
- Survey: Workers Would Save More for Retirement with Emergency Savings
- Principal Prevails (Yet) Again in Fiduciary Suit
- Principal Prevails (Yet) Again in Fiduciary Suit
- Judge Rejects Chamber’s Commentary in ERISA Suit
- Seventh Circuit Gives Oshkosh Another Excessive Fee Suit Win
- Seventh Circuit Gives Oshkosh Another Excessive Fee Suit Win
- Split Decision for 401(k) Excessive Fee Suit
- Split Decision for 401(k) Excessive Fee Suit
- DOL Extends Comment Period, Sets Hearing on QPAM Exemption Amendment
- DOL Sues Couple, Alleges They Lost Millions in Profit-Sharing Plan
- Principal Prevails (Yet) Again in Fiduciary Suit
- Retirement Industry People Moves
- DOL Updates Guidance on Audit Independence Rules
- DOL Updates Guidance on Employee Benefit Plan Auditor Independence
- DOL Updates Guidance on Employee Benefit Plan Auditor Independence
- Continued Strong Growth for CalSavers in August
- Continued Strong Growth for CalSavers in August
- ASPPA Connect Returns Sept. 7
- ASPPA Connect Returns Sept. 7
- Appellate Court Backs ERISA Account Garnishment
- Appellate Court Backs ERISA Account Garnishment
- Appellate Court Backs Beneficiary Designation
- Mapping Uncertain Heath Care Costs in Retirement
- Investment Product and Service Launches
- District Court Rejects Cross-Selling Claims in Mixed ERISA Ruling
- Split Decision for 401(k) Excessive Fee Suit
- Emergency Savings Features That Employees are Looking for
- Union Pension in Puerto Rico Latest to Receive PBGC Relief
- Fiduciary Rule Challenge ‘Friended’ by ACLI
- Fiduciary Rule Challenge ‘Friended’ by ACLI
- Worried About a Recession, Many Americans Taking Steps to Prepare
- Worried About a Recession, Many Americans Taking Steps to Prepare
- Parents’ Retirement Confidence Takes a Hit over Inflation Worries
- Parents’ Retirement Confidence Takes a Hit over Inflation Worries
- Seventh Circuit Gives Oshkosh Another Excessive Fee Suit Win
- Submit Your Application for a PenChecks Trust ASPPA Scholarship by Sept. 15!
- Submit Your Application for a PenChecks Trust ASPPA Scholarship by Sept. 15!
- Plaintiffs Say 401(k) Plan Omitted Target-Date Funds Among Problems
- 401(k) Balances Reflect Volatile Period for Markets
- Fiduciary Rule Challenge ‘Friended’ by ACLI
- Understanding Investor’s Evolving Concerns
- CalSavers now available to smallest businesses under new law
- CalSavers to Cover Nearly all Employees in California
- CalSavers to Cover Nearly all Employees in California
- How Employers Are Supporting Their Employees in a Post-Pandemic World
- How Employers Are Supporting Their Employees in a Post-Pandemic World
- Older Workers’ Retirement Expectations Remain Intact Despite COVID
- Older Workers’ Retirement Expectations Remain Intact Despite COVID
- A Guide Path for Your Glide Path(s)
- A Guide Path for Your Glide Path(s)
- Could ESG Options Undermine Participant Outcomes?
- Could ESG Options Undermine Participant Outcomes?
- Appellate Court Backs ERISA Account Garnishment
- Experts Offer Economic, Inflation Insights as Fed Wraps Key Meeting
- Hub FinPath Solution Seeks to Boost Employee Resilience
- Retirement Industry People Moves
- Participant Data Claims Dismissed in Excessive Fee Suit
- Participant Data Claims Dismissed in Excessive Fee Suit
- Participant Data Claims Dismissed in Excessive Fee Suit
- Reader Radar: The Impact and Import of ‘Automatic’ Designs
- IRS Updates Discussion of 3rd Party Loans and Plans
- IRS Updates Discussion of 3rd Party Loans and Plans
- Maintaining Records: Who Does What, and When?
- Maintaining Records: Who Does What, and When?
- The Pandemic’s Lingering Impact on Financial Security
- Excessive Fee Suit Treads Familiar, New Ground(s)
- Excessive Fee Suit Treads Familiar, New Ground(s)
- Underperforming TDFs Trigger Excessive Fee Suit for Berkshire Hathaway Firm
- Underperforming TDFs Trigger Excessive Fee Suit for Berkshire Hathaway Firm
- A Guide to the SEC’s Reg BI Bulletins
- Plaintiffs Allege AME Church Plan Agreed to ERISA Status
- Mission Wealth and CFP Board Launch Scholarship Program
- Annuity Sales Break Record for Second Quarter
- Thrift Savings Plan record keeper apologizes for transition issues
- PBGC Modifies My PAA Login Method
- PBGC Modifies My PAA Login Method
- Don’t Miss the Safe Harbor 401(k) Plan Workshop!
- Don’t Miss the Safe Harbor 401(k) Plan Workshop!
- Appellate Court Backs DOL in Cybersecurity Subpoena
- Appellate Court Backs DOL in Cybersecurity Subpoena
- CUNA’s 401(k) Latest Targeted in BlackRock TDF Suit
- 401(k) plan sponsors consider changes to investments, record keepers – Fidelity study
- Excessive Fee Suit Strikes Out—Again
- 5 Dangerous Fiduciary Assumptions
- DOL Reopens Comment Period on Proposed Changes to PTE Procedures
- DOL Reopens Comment Period on Proposed Changes to PTE Procedures
- J.P. Morgan Asset Management appoints head of retirement
- Are We Worrying About the ‘Right’ Retirement Risks?
- Are We Worrying About the ‘Right’ Retirement Risks?
- Global Insurance Firm Latest to Face ERISA Litigation
- ‘Damned’ (Even) if You Do
- ‘Damned’ (Even) if You Do
- Actual and Expected Retirement Ages Continue to Rise
- Actual and Expected Retirement Ages Continue to Rise
- Excessive Fee Suit Treads Familiar, New Ground(s)
- Are Automatic Designs Part of Your Practice(s)?
- Banks bring to market 401(k)s for small businesses
- Retirement Industry People Moves
- The IRS Extended the Deadline to Adopt Amendments — Do We Need to Tell Participants?
- The IRS Extended the Deadline to Adopt Amendments — Do We Need to Tell Participants?
- Marmon Holdings Faces Latest Capozzi Adler Complaint
- EBSA Seeks Nominations for Advisory Council
- EBSA Seeks Nominations for Advisory Council
- Judge Slams Plaintiffs’ Attorneys with $1.5 Million Judgment for ‘Reckless’ Suit
- Judge Slams Plaintiffs’ Attorneys with $1.5 Million Judgment for ‘Reckless’ Suit
- SEC, CFTC Propose New Private Fund Industry Reporting Changes
- In Evolving Industry, 3Nickles Embraces App-Based Planning Approach
- Delaware Joins States that Cover Employees Whose Employers Don’t
- Delaware Joins States that Cover Employees Whose Employers Don’t
- Inflation Chipping Away at Workers’ Ability to Save for Retirement
- Inflation Chipping Away at Workers’ Ability to Save for Retirement
- Retirement Savers Stay Focused on Long-Term, Despite 2Q Drop in Balances
- Retirement Savers Stay Focused on Long-Term, Despite 2Q Drop in Balances
- Modest Deferral Rate Increases Could Have a Big Impact on Retirement Readiness
- Modest Deferral Rate Increases Could Have a Big Impact on Retirement Readiness
- New Solution Focuses on Held-Away Account Management
- Investment Product and Service Launches
- IRS Private Letter Ruling Addresses DB-to-DC Asset Transfer
- A Look at CalSavers’ Service Operations
- A Look at CalSavers’ Service Operations
- Underperforming TDFs Trigger Excessive Fee Suit for Berkshire Hathaway Firm
- Evolution in Investment Vehicles Presents Opportunity
- Plaintiffs Firms Must Pay $1.5 Million for ‘Reckless’ Litigation
- CalSavers Expansion Now Up to Newsom
- CalSavers Expansion Now Up to Newsom
- Excessive Fee Suit Targets RK, Managed Account Fees
- Excessive Fee Suit Targets RK, Managed Account Fees
- Bath & Body Works Parent Strikes Excessive Fee Suit Settlement
- Bath & Body Works Parent Strikes Excessive Fee Suit Settlement
- Judge Slams Plaintiffs’ Attorneys with $1.5 Million Judgement for ‘Reckless’ Suit
- Workers Remain Worried About Inflation’s Impact on Retirement
- Dover Corporation Faces ERISA Suit Over Managed Account Fees
- Appellate Court Backs DOL in Cybersecurity Subpoena
- L Brands Settles ERISA Suit After Dismissal Motions Fail
- Bath & Body Works Parent Strikes Excessive Fee Suit Settlement
- Most Remain Financially Confident, But Goals Are Shifting
- Most Remain Financially Confident, But Goals Are Shifting
- How Financial Wellness Can Enable Retirement Savings
- How Financial Wellness Can Enable Retirement Savings
- Most Investors Unwilling to Curtail Retirement Contributions
- Most Investors Unwilling to Curtail Retirement Contributions
- The Sure Not-So-Sure Thing
- The Sure Not-So-Sure Thing
- More TDF Underperformance ERISA Lawsuits Filed
- Excessive Fee Suit Targets RK, Managed Account Fees
- Alerus Makes Emergency Savings Accounts Available for Retirement Plan Participants
- OneAmerica, ProNvest Debut Adviser Portal Feature
- Retirement Industry People Moves
- Shah Miller Targets (Yet) Another 401(k) with BlackRock TDF
- The LGBTQ Experience With Financial Services
- Lawsuit Against Northern Trust Over TDFs Will Proceed
- (Will You) Know Your Numbers for 401(k) Day?
- (Will You) Know Your Numbers for 401(k) Day?
- Investment Product and Service Launches
- Milliman Partners With Turquoise Health for Health Care Data Transparency
- CommonSpirit Inspires Another Motion for Reconsideration in Excessive Fee Suit
- The Future of Work in the Investment Industry
- Pension Plan Terminations, Risk Transfer Up
- Pension Plan Terminations, Risk Transfer Up
- Hot July Brought Cool 401(k) Traders
- Hot July Brought Cool 401(k) Traders
- Matrix Prevails in Custodian Case Challenge
- Matrix Prevails in Custodian Case Challenge
- ‘Journey-based’ Web Designs Paying Off for Providers
- From the Executive Editor
- From the Executive Editor
- 2022 ASEA Symposium Wrapup
- 2022 ASEA Symposium Wrapup
- What is the MAPCP?
- What is the MAPCP?
- A Peek Inside the EA-2L Exam Committee
- A Peek Inside the EA-2L Exam Committee
- Annual Business Meetings Set for ASPPA Annual
- Annual Business Meetings Set for ASPPA Annual
- Limits on Wealthy Retirement Accounts Not in Inflation Reduction Act
- Limits on Wealthy Retirement Accounts Not in Inflation Reduction Act
- BlackRock TDF Targeted in Another Suit
- BlackRock TDF Targeted in Another Suit
- PRACTICE PROGRESS Webinar Series: CITs and More
- GOP Attorneys General Question BlackRock on Fiduciary, Antitrust Concerns
- Post-July 31 Action Steps for Pre-Approved Plans
- Post-July 31 Action Steps for Pre-Approved Plans
- Light 401(k) Trades in July Even as Wall Street Posts Strong Month
- DOL Announces Fiduciary Responsibilities Seminar in Dallas
- ‘Damned’ (Even) If You Do
- Malaysia's EPF reports $32 billion in COVID-19-related early withdrawals
- Sen. Rubio questions Thrift Savings Plan's exposure to Chinese companies
- Verus Commits to CFA Institute DEI Code
- Steady Growth for CalSavers
- Steady Growth for CalSavers
- The Acquisition Apocalypse
- The Acquisition Apocalypse
- Plan Document Failures: A Reminder That All Is Not Lost
- Plan Document Failures: A Reminder That All Is Not Lost
- Retiree Assets: To Keep or Not to Keep?
- Retiree Assets: To Keep or Not to Keep?
- Matrix Prevails in Custodian Case Challenge
- Matrix Prevails in Custodian Case Challenge
- Matrix Prevails in Custodian Case Challenge
- Marsh & McLennan Targeted in BlackRock TDF
- Marsh & McLennan Targeted in BlackRock TDF Suit
- Retirement Industry People Moves
- July Heat for Private-Sector Pension Plans
- July Heat for Private-Sector Pension Plans
- Swift Settlement for Excessive Fee Suit
- Swift Settlement for Excessive Fee Suit
- Inflation Chipping Away at Workers’ Ability to Save for Retirement
- Inflation Chipping Away at Workers’ Ability to Save for Retirement
- IRS Extends Plan Amendment Deadlines for SECURE Act Provisions
- What Mutual Fund Fee Disparities Mean for Retirement Savings
- How Adults Feel About the Economy Today
- Lawsuit Accuses Fiduciaries of Chasing Low Fees Without Regard to Performance
- IRS Extends Plan Amendment Deadlines
- IRS Extends Plan Amendment Deadlines
- BlackRock TDF Targeted in Another Suit
- Swift Settlement for Excessive Fee Suit
- The Most ‘Outrageous’ ERISA Complaints Yet Filed?
- Huntington National Bank, PAi Partner on 401(k) Solution
- Boeing machinists OK contract that keeps 401(k) match same, includes $8,000 payment
- DCIIA Offers Tips on Adding a Retirement Tier Solution
- Cardin: The Time for Action on SECURE 2.0 is Now
- Cardin: The Time for Action on SECURE 2.0 Is Now
- TDF Performance Targeted in Several Plan Suits
- Congress Seeks to Restore Delphi Pension Benefits
- Congress Seeks to Restore Delphi Pension Benefits
- Senators Press Fidelity Again on Bitcoin Exposure to Retirement Funds
- Senators Press Fidelity Again on Bitcoin Exposure to Retirement Funds
- Morningstar Urges DOL to Revisit TDF Guidance
- Morningstar Urges DOL to Revisit TDF Guidance
- Booz Allen Hamilton, Others Face Passive TDF Performance Lawsuits
- IRS Life Expectancy Tables Updated for Retirees
- Meet Dave Barry, Professional Humorist and Pulitzer Prize Winner
- Considerations for Adding a Retirement Tier Solution
- How Are State Auto-IRAs Impacting the Small-Plan Market?
- How Are State Auto-IRAs Impacting the Small-Plan Market?
- Boeing Beats Back Stock Drop Suit
- Keeping Up with the Securing a Strong Retirement Act
- Defining the Retirement Crisis: The Cost of Retirement Is Eating More of Middle-Class Wages
- Record Increases Projected for 2023 Retirement Plan Limits
- Many Adults Fortified Their Finances During Pandemic
- Here’s Why it’s Vital to be a Consistent 401(k) Saver
- Wealth Management Becoming More Attractive to Providers
- Wealth Management Becoming More Attractive to Providers
- Wealth Management Becoming More Attractive to Providers
- A Conversation with the SEC at PANC 2022
- 401(k) plans souring on Northern Trust target-date funds — including its own
- 401(k) investment lineup tweaks reveal a big focus on fees
- Advocacy group is urging companies to align 401(k) plans with climate goals
- Retirement Industry People Moves
- Learn From Income Innovators at PANC 2022
- CommonSpirit Conclusion Gives New Life to Excessive Fee Claim Dismissals
- Cybersecurity in spotlight with participant's suit against Colgate-Palmolive
- Investment Product and Service Launches
- Senators Raise Concerns About Bitcoin in Retirement Plans
- How Are State Auto-IRAs Impacting the Small-Plan Market?
- Crypto in 401(k) Plans: a Plaintiff Lawyer’s Dream?
- DOL Proposes Amendment to QPAM Exemption
- Big Excessive Fee Settlement Approved
- Crypto in 401(k) Plans: a Plaintiff Lawyer’s Dream?
- 401(k) participants most worried about inflation – Schwab survey
- DOL Shares Status of ESG, Crypto, Cybersecurity, Fiduciary and More
- DC plans' use of single, multiwhite-labeled investment options rising – Northern Trust
- DOL Proposes Qualified Professional Asset Manager Exemption Changes
- A Conversation About Managed Accounts
- About the Social Security Statement
- CRS Reports on Delphi DB Plan Takeover and its Results
- ‘Large’ Plan Targeted in Excessive Fee Suit
- ASPPA Annual Business Meeting
- Fiduciaries Press for a Redo in Excessive Fee Case
- Rocky Equity Markets, Moving Rates Help Annuities Shine
- Boeing workers plan strike after rejecting contract with 401(k) match increase
- P&I opens Eddy Awards for entries
- Looking Before You ‘Leap’
- How Do Plan Sponsors Feel About a Possible Roth ER Contribution?
- Retirement Industry People Moves
- 6th Circuit Ruling Revives Parts of TriHealth ERISA Lawsuit
- READER RADAR: (How) Would a Roth Option for Employer Contributions Work?
- BPAS Announces Financial Planning Tool Update
- IRS Rules on Mergers Involving DB Plans That Have Received SFA
- Investment Product and Service Launches
- Resignation Stress Squeezes Governmental Employers, Too
- Rethinking Paternalism in Retirement Plans: A Scaffold Effect
- Midsize Health System Latest to Face ERISA Challenge
- Big Excessive Fee Settlement Approved
- Equitable Financial Settles SEC Charges for $50M
- ‘Large’ Plan Targeted in Excessive Fee Suit
- Americans’ Retirement Expectations Remain Fluid
- Maryland Medical System Lawsuit Clears Dismissal
- A Social Security Solvency Q&A
- 2022 PRACTICE PROGRESS Webinar Series: The Latest on Managed Accounts
- How About a Roth Option for Employer Contributions?
- Collective investment trusts no longer just for big dogs
- DOL’s ERISA Lawsuit Targets MEP Administrator
- Retirement Industry People Moves
- Appellate Court Finds ‘Plausible’ Fiduciary Claim in Share Class Choice
- Hub International Announces Benefits SmartView Platform
- Investment Product and Service Launches
- Wealth M&A Slows, but Strategic Deals Continue to Be Inked
- On the Future of Tech Stocks
- Ascensus names new president of FuturePlan
- 401(k) Investors Had an Active Trading Month in June
- SEC Votes in Favor of Proxy Voting Advice Rule Amendments
- MEP Fee Lawsuit Reaches Settlement
- Capozzi Adler Captures Another Relatively Quick Settlement
- Financial Advisers and the Great Resignation
- What It Takes to Prepare for Retirement
- U.K.'s NEST makes some progress on pay gaps
- 401(k) Hack Triggers Suit Against Plan, RK, Trustee
- Another University 403(b) Suit Filed
- Nevin & Fred: EARN, RISE & SHINE, Auto-Portability & the Way(s) Forward
- Where Things Stand with Cryptocurrency in 401(k) Plans
- Autoenrollment a Boon, Research Confirms
- Thrift Savings Plan addresses stumbles on website updates
- Not So GR-R-REAT: Kellogg’s Hit With Suit Regarding RK, Managed Account Fees
- 401(k) Account Hacker ‘Sacked’
- The Convulsive C’s of the Known Universe
- DOL Pushes Back on ‘Downright Bizarre’ Fiduciary Challenge
- New Thrift Savings Plan website faces criticism
- The Path(s) of Least Resistance
- Bipartisan Bill Backs Auto-Portability
- Rep. Neal Asks for Probe of Crypto; DOL Mulls Guidance
- Retirement Readiness and the Impact of Auto Features
- GPS Launches its First PEP
- ARA Presses IRS to Clarify Guidance on MEP One-Bad-Apple Rule
- ‘Good’ vs. ‘Bad’ Assets—ESG, PE, Crypto, Part 2
- Nevin & Fred: 7 Things ERISA Fiduciaries Should Know
- MEP Settles Excessive Fee Suit
- PEPs Pique Small Businesses’ Interest, But Hurdles Remain
- ‘Broken’ Premises
- Virtual 401(k) Education Expected to Continue Post-Pandemic
- Massachusetts’ Fiduciary Rule Struck Down
- Pension Plan Drama: Mandatory Insurance and Personal Liability
- Cybersecurity 2.0: Practical Guidance for Advisors & Plan Sponsors—Part 1
- IRS Issues Proposed Guidance on MEP One-Bad-Apple Rule
- (Are There) Alternative Investment Alternatives?
- Reviewing Fees, IPS Top Focus of Large DC Plan Sponsors
- DOL Clarifies Guidance on Private Equity in 401(k) Plans
- 9 Things You May Not Know About the Saver’s Credit
- EAC Backs Changes to Narrow Race, Gender Savings Gaps
- Advisers Can Address Participant Savings Gaps With New Retirement Readiness Calculator
- Policy Proposals Could Help Tackle Retirement Savings Shortfalls
- Supreme Court Rules Against Northwestern University in Fee Case
- Parties Reach Settlement in Case Over Use of Actively Managed TDF Suite
- DC Plans: Cost Savings After All?
- DOL letter, Intel ruling pave way for private equity in DC plans
- Brokerage used to whet broader appetites for DC investments
- Retirement Industry People Moves
- 401(k) trading down, equity allocations up in 2021
- Court Compels Arbitration in ERISA Case
- Making Sense of the Interest Rate Evolution
- Arbitration Clause Pauses Excessive Fee Suit
- Hospital’s 403(b) Served with Excessive Fee Suit
- Class Certified in 401(k) Plan Trustees’ Lawsuit Against John Hancock
- Arbitration Clause Pauses Excessive Fee Suit
- Hub Expects Good Retirement Outcomes for American Workers
- Boston Children’s Hospital Latest Target of ERISA Excessive Fee Suit
- New Data Might Help Advisers Address Plan Participants’ Savings Gaps
- Cushon Master Trust acquires Creative Pension
- Investment Product and Service Launches
- Booming Markets Not Prompting Many 401(k) Trades
- From the Executive Editor
- Change in ARA Legislative Relations Committee Leadership
- Thank You, Martella!
- Do You Know How to WiRC?
- Actuary and Financial Advisor Talk DB Plans
- 2021 Golden for CalSavers
- Financial Wellbeing, Retirement Readiness Top of Mind for Employers
- 10 Key Considerations for Plan Committees in 2022
- A Deeper Dive into COVID’s Impact on Retirement Saving
- Milliman’s TRF Choice Challenged
- Electronic Enrollment and Payroll Deduction, Please
- RIA Launches New Tool for Retirement Plan Advisers for Tax-Exempt and Government Plans
- PBGC Makes First Special Financial Assistance Payment
- Another Stressed Union Pension to Get PBGC Support
- M&A Update: Wealth Management in Focus
- $10 Billion 403(b) Smacked with Excessive Fee Suit
- PBGC Adjusts Civil Penalties
- Retirement Plan Advisers Can Explore Decoupling Designs With Employers
- 70% of Eligible Employees Have Joined California’s State-Run Retirement Program
- January Sees Flurry of State Plan Legislation
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- The Real Retirement Fraud
- Presenting the Future: 6 Retirement Policy Challenges
- PPL Corp. and Mass Brigham General Face ERISA Lawsuits
- Milliman’s TRF Choice Challenged
- Educating Participants About Lifetime Income Projections Is Key
- CAPTRUST Makes Portfolio Evaluations Its First Acquisition of 2022
- CAPTRUST adds Portfolio Evaluations to its roster
- Retirement Industry People Moves
- Lawsuit Alleges Choice of Target-Risk Funds Caused Losses to Participants
- ASPPA Connect Back Jan. 19
- CalSavers sees solid asset, enrollment increases in 2021
- Focus Funds Draw (More) Fire
- READER RADAR: Pumping Up Plan Designs
- EBSA Nominee Approved by Senate Panel—Again
- Advisers Have Window to Help Women Strengthen Retirement Readiness
- DOL’s EBSA Secretary Nominee Advanced by HELP Committee
- Legislative Retirement Reforms Over 25 Years Might Have Primarily Benefitted Wealthy Individuals
- Investment Product and Service Launches
- District Court Advances TriNet ERISA Lawsuit
- CalSavers to Start Imposing Penalties on Noncompliant Employers
- OIG: PBGC Missing Participants Program Can Be Improved
- Financial Wellness Takes Center Stage in the War for Talent
- BBB Bill with Mega Roth Changes Remains Stalled
- Millennial Home Ownership Crippled by Student Debt
- T. Rowe Price Agrees to Settle Proprietary Funds Lawsuit for $7 Million
- Terms of T. Rowe Price Proprietary Settlement Set
- Solid Improvement for DB Finances in ’21, Says Study
- PBGC Comprehensive Premium Filing Instructions for 2022 Available
- More CFP Board Sanctions Revealed, in Warning to Adviser Professionals
- Inflation Figures and Volatility Expectations Confront Investors
- Bronson Healthcare to Pay $3 Million to Settle ERISA Lawsuit
- Terms of T. Rowe Price Proprietary Settlement Set
- Judge Dismisses Most Claims in Intel ERISA Lawsuit
- New Mexico Issues RFI for Retirement Plan Marketplace
- New Year Brings New Hope for Financial Resolutions
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- 10 Key Considerations for Plan Committees in 2022
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- Lincoln Financial Revamps Participant Website
- Investment Product and Service Launches
- Plaintiffs Refile ERISA Lawsuit, Adding Adviser to Defendant List
- SageView Reveals Channel Financial Acquisition
- Winter Issue of Plan Consultant is Now Online!
- Hub International Acquires Another Top 100 Advisory Shop
- New York State Fines Pacific Life for PRT Violations
- IRS Updates Procedures for Determination Letter Requests
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- U.S. Retirement Assets Held Steady in Third Quarter
- Average 401(k) Closes 2021 with a Bang!
- IRS Issues Tables of Covered Compensation
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- 2022 M&A Action Picks Up Steam With Latest NFP Acquisition
- Refiling of Excessive Fee Suit Challenges Advisor, Fund Selections
- Match vs. Defaults
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- Increasing Exposures to Private Equity Boosts Retirement Security
- How OregonSaves Has Helped Those Without Plan Access
- Basic Market Lessons Reinforced by 2021
- IRS Issues Revised Instructions for Form 8950
- EBSA Nominee Back on the Docket
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- DB Plans Should Invest to Achieve Set Objectives in 2022
- New Year, New ASPPA Leadership
- 5 Questions for DC Plan Sponsors Heading into 2022
- 2021: Plan Funding, Inflation Effects Up
- Informational Copies of 2021 Form 5500 Published by DOL
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- The Year in Top PLANADVISER News
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- PBGC Grants Further Special Financial Assistance
- Remember RMD Requirements
- Is the EBSA Nominee Doomed?
- Institutional Investors Confident About 2022 Growth Prospects
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- Chicago Consultant Faces New ESOP Lawsuit
- HealthyHive Introduces Adviser HSA Educational Program
- SEC Charges Underscore Importance of Digital Communication Management
- Cash Balance Plans More Popular With Smaller Plan Sponsors
- Advisers’ ‘Gatekeeper’ Role Can Help Spur Greater ESG Investments
- PRTs and In-Plan Annuities Among Top 2022 Trends to Watch
- Dismissal Falls Short in Proprietary Fund Suit
- PEP lookalikes launched to reduce costs, headaches
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- Retirement Industry People Moves
- Investment Product and Service Launches
- The Biden Administration Extends Student Loan Repayment Pause Through May 1
- Birdthistle Takes Helm at SEC Division of Investment Management
- PBGC Approves First Special Financial Assistance Funds
- DOL Cautions Small Plan Fiduciaries Against Diving Into Private Equity Investments
- Plaintiffs Refile ERISA Complaint Against Prudential
- Natixis ERISA Lawsuit Clears Early Dismissal
- Labor Department warns about private equity in DC plans
- DOL Clarifies Guidance on Private Equity in 401(k) Plans
- ‘Short’ Suit Makes ‘Astronomical’ Claims Against (Another) Jumbo 401(k)
- Happy Holidays!
- Naughty or Nice?
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- Bundled Versus Unbundled: 5 Myths
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- Voya Vexed With Participants’ Proprietary 401(k) Fund Suit